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Insurers and the Lloyd’s and London market, who delegate their underwriting, premium collection and claims handling authorities often do so within structures suggested or imposed on them. We act on behalf of those granting these authorities to ensure that their business partners who accept risks, issue coverage documents, collect premiums, and settle claims do so within the scope of their written authority.

We conduct comprehensive reviews of all aspects of a Coverholder's or MGA’s operation, including:

  • Whether all licensing and regulatory requirements of the jurisdictions in which they operate are recognized and followed.
  • Review their financial stability when appropriate and ensure that the adequacy of their staffing complements their practices and procedures.
  • Adherence to Underwriting Guidelines and the Ratings Manual
  • Underwriting systems and procedures.
  • Staff expertise and adequacy
  • Adherence to Premium receipt and remittance protocols and best practices
  • Regulatory and Reporting protocols and management
  • Claims Handling and Reporting
  • Other concerns material to the client.

Richard M. Ives Follow me on LinkedIn
Plainfield, Illinois
815.267.5008
rives@niis.com



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